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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-07-15 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Beverly Hills, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 07/2015 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 07/2015 | Present |
OTHER BUSINESS NAME: FLOURISH HEALTH GROUP INC. LOCATION: DYER, IN. NATURE OF BUSINESS: HEALTHCARE. POSITION OR TITLE: INVESTOR. RESPONSIBILITIES: INVESTOR. START DATE: SEP 03, 2024. INVESTMENT-RELATED: YES. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-18 |
| S65 | Uniform Investment Adviser Law Examination | 2015-04-30 |
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