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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-24 |
| FL | RA | APPROVED | 2023-01-19 |
Branch Locations
1991 Summit Park Drive, Orlando, FL 32810-5900 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Orlando | FL | 05/1999 | Present |
| Schwab Private Client Invest Adv | Orlando | FL | 01/2012 | 01/2021 |
| Stetson Futbol Association | Deland | FL | 08/2015 | 05/2017 |
| Schwab Wealth Advisory, Inc. | Orlando | FL | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-11 |
| S65 | Uniform Investment Adviser Law Examination | 1998-05-11 |
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