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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-24
FL RA APPROVED 2023-01-19
  • TX RA
    APPROVED
    Since 2023-01-24
  • FL RA
    APPROVED
    Since 2023-01-19

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810-5900 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 05/1999 Present
Schwab Private Client Invest Adv Orlando FL 01/2012 01/2021
Stetson Futbol Association Deland FL 08/2015 05/2017
Schwab Wealth Advisory, Inc. Orlando FL 01/2023 Present
  • 05/1999 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 01/2012 → 01/2021
    Schwab Private Client Invest Adv
    Orlando, FL
  • 08/2015 → 05/2017
    Stetson Futbol Association
    Deland, FL
  • 01/2023 → Present
    Orlando, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-11
S65 Uniform Investment Adviser Law Examination 1998-05-11
  • S63 Uniform Securities Agent State Law Examination
    1998-05-11
  • S65 Uniform Investment Adviser Law Examination
    1998-05-11

View on SEC IAPD

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