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Current Employers
Harger And Company, Inc.

8048 One Calais Ave Suite D, Baton Rouge, LA 70809 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-01
LA RA APPROVED 2006-08-16
  • TX RA
    APPROVED_RES
    Since 2010-02-01
  • LA RA
    APPROVED
    Since 2006-08-16

Branch Locations

8048 One Calais Ave Suite D, Baton Rouge, LA 70809 • UNITED STATES

8048 One Calais Ave Suite D, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Harger And Company, Inc. Baton Rouge LA 07/2004 06/2019
Harger And Company, Inc. Baton Rouge LA 06/2019 Present
Other Businesses

OFFICER IN ATM PROPERTIES AND RL HARGER AND ASSOCIATES, INC. Also conduct seminars through local universities. None of these activities are investment related. The address of the business is 8048 One Calais Avenue Suite D Baton Rouge, LA 70809. RL Harger and Associates is the parent company of Harger and Company, Inc. and ATM Properties is the company that owns the building that Harger and Company, Inc. rents. I am an officer of both companies. I started my relationship with RL Harger and Associates in 2006 and ATM Properties in 2008. I spend about 1 hour per month on each of these companies during trading hours. The only duties that I do with these companies is general office related duties. For the teaching activity, this is on an as needed basis. I have done this class since about 2010 and when I am teaching a class, it will take up about 12 hours per month, none of which is done during trading hours and it is educationally related to investments in that it covers a brief overview of financial planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-06
  • S66 Uniform Combined State Law Examination
    2007-04-06
Other Names
  • Ben Harger

View on SEC IAPD

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