Sean Matthew O'NEill

Current Employers

Employment History

• 01/2009 → Present
  Rbc Capital Markets
  Annapolis, MD

Previous Registrations

• 2003-02-04 → 2009-01-20
  Ubs Financial Services Inc.
  Baltimore, MD
  Baltimore, MD
• 2002-10-21 → 2003-02-14
  Deutsche Bank Securities Inc.
  Washington, DC

Other Businesses

(1) ANNAPOLIS MUSICIANS FUND FOR MUSICIANS; ADDRESS: PO BOX 6262 ANNAPOLIS, MD 21401; BUSINESS DESCRIPTION: NOT FOR PROFIT TO PROVIDE AID TO MUSICIANS IN NEED; NOT INVESTMENT RELATED; START DATE: 12/01/201709; CAPACITY: BOARD OF DIRECTORS/TREASURER; DUTIES: MANAGING BOOKS AND ACCOUNTS/NON-INVESTMENT; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2)NAME OF ENTITY: CITY OF ANNAPOLIS; ADDRESS: 160 DUKE OF CLOUCESTER STREET, ANNAPOLIS, MD 21401; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: CITY DOCK ACTION COMMITTEE; CAPACITY: COMMITTEE/COUNCIL MEMBER (NOT ASSOCIATED WITH THE BOARD OF DIRECTORS); START DATE: 03/06/2019; DUTIES: THE CITY DOCK ACTION COMMITTEE IS COMPRISED OF COMMUNITTEE MEMBERTS COMMITTED TO CREATING A UNIQUE PLACE AT CITY DOCK WHERE ALL ANNAPOLITANS CAN EXPERIENCE A VIBRANT, WALKABLE, WATER ACCESSIBLE AND GREENER PUBLIC SPACE. THE CITY DOCK ACTION COMMITTEE WILL BE ASSISTED BY "WORKING TEAMS," A BROAD RANGE OF STAKEHOLDERS AND PROFESSIONALS VOLUNTEERING THEIR SERVICES. THE NINE TEAMS REFLECT THE PROFESSIONAL AND TECHNICAL EXPERTISE NEDED TO IMPLEMENT IDEAS FOR THE RECOMMENDATIONS OF ULI FOR CITY DOCK. I WILL SERVE ON THE FINANCIAL TOOLS/DEVELOPMENT WORKING TEAM; HOURS DEVOTED PER MONTH: LESS THAN 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; (3) Name: Anne Arundel Estate Planning Council Address: 914 Bay Ridge Rd., Ste. 220 Annapolis, MD 21403 Business Description: Created by a group of tax, legal, insurance, and financial advisors to provide a forum for local wea Business is not investment related Projected Start Date: 01/23/20 Capacity: Board of Directors * Duties Performed: Assist with guidance of the organization and work with other board members to seek guest speakers. Devoted to this OBA per Month: 1 hr. Hours Devoted to this OBA during business hours: 0 (4) NAME OF ENTITY: Anne Arundel Estate Planning Council ADDRESS: 900 Bestgate Road, Ste 400 Annapolis, MD 21401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Anne Arundel Estate Planning Council (AAEPC), legal, insurance, and fi CAPACITY: Officer, Board of Directors * START DATE: 02/01/23 DUTIES: President / chair the meetings HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 5) NAME OF ENTITY: Anne Arundel Chamber of Commerce ADDRESS: 1910 Towne Centre Blvd., Ste 250, Annapolis, MD 21401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Trade Association START DATE: 11.01.24 CAPACITY: Board of Directors DUTIES: Attend meetings to give guidance on operations HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: Sean O'Neill ADDRESS: 423 Halsey Road Annapolis MD 21401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jan 31, 2027 CAPACITY: Owner DUTIES: Personally owned property that may be rented in the future. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-21
• S63 Uniform Securities Agent State Law Examination
  1998-04-15

Designations

Other Names

• Sean Matthew Oneil