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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2000-10-01
  • FL RA
    APPROVED
    Since 2000-10-01

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Miami FL 06/2002 Present
Wells Fargo Advisors Llc Miami FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Miami, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 11/2016 → Present
    Miami, FL
Other Businesses

RENTAL PROPERTY; INV. RELATED; MIAMI,FL; 100% OWNERSHIP; START DATE 03/01/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-01
  • S63 Uniform Securities Agent State Law Examination
    1998-04-01

View on SEC IAPD

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