Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-05-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockford | IL | 10/2009 | 10/2019 |
| Ameriprise Financial Services, Inc. | Rockford | IL | 10/2009 | 10/2019 |
| Sigma Financial Corporation | Ann Arbor | MI | 10/2019 | 05/2023 |
| Spc | Ann Arbor | MI | 10/2019 | 05/2023 |
| Lpl Financial Llc | Rockford | IL | 05/2023 | Present |
1. 05/18/2023 - UPSTREAM INVESTMENT PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/15/2023 - 160 Hours Per Month/ 32.5 Hours During Securities Trading - Time Spent 40% 2. 06/07/2023 - Pizza Hut - Not Investment Related - Beloit, WI - Outside/W-2 Employment - Delivery driver - Start Date 09/10/2013 - 20 Hours Per Month/ 0 Hours During Securities Trading - Time Spent 5% 3) 06/24/2025 - Door Dash - Not Investment Related - Outside/W-2 Employment - Roscoe, Rockton, South Beloit, and Beloit. - Start Date: 06/27/2025 - 20 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-25 |
Reach out to this advisor