Best Investors
Account
Sign in
Best Investors
Account
Sign in
Independent Financial Group, LLC CRD 7717
$12.9B regulatory AUM 301 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-07-20 |
Branch Locations
8777 N. Gainey Center Drive Ste. 161, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Tempe | AZ | 04/2017 | 05/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 06/2016 | 04/2017 |
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 04/2017 | 04/2017 |
| Massachusetts Mutual Life Insurance Company | Tempe | AZ | 06/2017 | 07/2018 |
| Mml Investor Services, Llc | Tempe | AZ | 05/2017 | 07/2018 |
| Independent Financial Group | Scottsdale | AZ | 07/2018 | Present |
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2018 ADDRESS: 8777 N. Gainey Center Drive, Ste. 161, Scottsdale AZ 85258, United States DESCRIPTION: AZ INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (2) PATEL WEALTH MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2018 ADDRESS: 8777 N. Gainey Center Drive, Ste. 161, Scottsdale AZ 85258, United States DESCRIPTION: EMPLOYEE OF PATEL WEALTH MANAGEMENT, LLC DBA GLOBAL WEALTH STRATEGIES OFFERING INSURANCE, BROKERAGE AND ADVISORY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-22 |
Reach out to this advisor