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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19

Branch Locations

Cypress, TX • United States

10260 Westheimer Rd Ste 300, Houston, TX 77042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Katy TX 02/2014 01/2024
Osaic Wealth, Inc. Houston TX 01/2024 Present
  • 02/2014 → 01/2024
    Woodbury Financial Services, Inc.
    Katy, TX
  • 01/2024 → Present
    Houston, TX
Previous Registrations
  • 2014-02-07 → 2024-01-19
    Woodbury Financial Services, Inc.
    Houston, TX
    Houston, TX
    Mckinney, TX
  • 2009-08-21 → 2014-02-11
    Katy, TX
  • 2002-06-05 → 2004-08-31
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Other Businesses

1. APPOINTED WITH NATIONWIDE INSURANCE COMPANIES, AFFILIATES OF NSLLC, TO SELL FIXED INSURANCE/ ANNUITY PRODUCTS AS WELL AS PROPERTY/CASUALTY INSURANCE DURING NORMAL MARKET HOURS AT THE BRANCH LOCATION. 2. SILVER OAK FINANCIAL POSITION: Financial Advisor NATURE: Securities/Insurance-DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 300 SECURITIES TRADING HOURS: 300 START DATE: 02/10/2014 ADDRESS: 10260 Westheimer, Suite 300, Houston TX 77042, United States DESCRIPTION: This is the name of our financial advisor firm of which I have been affiliated for 2 years...owned by Michael Griffin

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-13
S63 Uniform Securities Agent State Law Examination 1998-06-01
  • S66 Uniform Combined State Law Examination
    2009-07-13
  • S63 Uniform Securities Agent State Law Examination
    1998-06-01
Other Names
  • Jim Fereday
  • Jim Ernest Fereday

View on SEC IAPD

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