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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-21 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securties Llc | Houston | TX | 06/2016 | 12/2019 |
| Jp Morgan Chase Bank | Houston | TX | 06/2016 | 12/2019 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 12/2019 | 02/2022 |
| Cuna Mutual Group | Waverly | IA | 12/2019 | 02/2022 |
| Pnc Investments Llc | Humble | TX | 02/2022 | 04/2025 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-08 |
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