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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-21
  • TX RA
    APPROVED
    Since 2025-04-21

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

17802 Spring Cypress Rd, Cypress, TX 77429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securties Llc Houston TX 06/2016 12/2019
Jp Morgan Chase Bank Houston TX 06/2016 12/2019
Cuna Brokerage Services, Inc. Waverly IA 12/2019 02/2022
Cuna Mutual Group Waverly IA 12/2019 02/2022
Pnc Investments Llc Humble TX 02/2022 04/2025
Wells Fargo Clearing Services, Llc Houston TX 04/2025 Present
  • 06/2016 → 12/2019
    Jp Morgan Securties Llc
    Houston, TX
  • 06/2016 → 12/2019
    Jp Morgan Chase Bank
    Houston, TX
  • 12/2019 → 02/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 12/2019 → 02/2022
    Cuna Mutual Group
    Waverly, IA
  • 02/2022 → 04/2025
    Pnc Investments Llc
    Humble, TX
  • 04/2025 → Present
    Houston, TX
Previous Registrations
  • 2022-02-16 → 2025-04-25
    Kingwood, TX
    Kingwood, TX
    Kingwood, TX
    Tomball, TX
    Baytown, TX
    Humble, TX
    Crosby, TX
    Spring, TX
    Cypress, TX
    Houston, TX
  • 2020-08-12 → 2022-02-11
    Cuna Brokerage Services, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-10
S63 Uniform Securities Agent State Law Examination 2016-07-08
  • S65 Uniform Investment Adviser Law Examination
    2020-08-10
  • S63 Uniform Securities Agent State Law Examination
    2016-07-08
Other Names
  • Brad Glenn Garnett
  • Brad Garnett

View on SEC IAPD

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