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Aaron Ray Rowe

Edelman Financial Engines

Henrico, VA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-11-01
  • VA RA
    APPROVED
    Since 2018-11-01

Branch Locations

200 Westgate Parkway Westgate Ii Suite 202, Henrico, VA 23233 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 09/2010 11/2018
Ef Legacy Securities, Llc Henrico VA 05/2015 10/2019
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 Present
  • 09/2010 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 05/2015 → 10/2019
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → Present
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
Previous Registrations
  • 2010-09-27 → 2018-11-01
    Edelman Financial Services, Llc
    Fairfax, VA
    Henrico, VA
  • 2007-12-11 → 2010-09-15
    Truist Investment Services, Inc.
    Richmond, VA
    Richmond, VA
  • 2006-05-11 → 2007-12-04
    Wells Fargo Advisors Financial Network, Llc
    Springfield, MO
    Glen Allen, VA
    Minot, ND
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Richmond, VA
    Upper Arlington, OH
    Columbus, OH
    St. Joseph, MI
    Bolivar, MO
    Grand Rapids, MI
    New Albany, OH
    Pierre, SD
    Richmond, VA
  • 2004-06-16 → 2006-05-11
    Wells Fargo Clearing Services, Llc
    Richmond, VA
  • 2000-02-07 → 2004-06-10
    Equitable Advisors, Llc
    Boca Raton, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-07
S65 Uniform Investment Adviser Law Examination 2000-02-11
  • S63 Uniform Securities Agent State Law Examination
    2000-03-07
  • S65 Uniform Investment Adviser Law Examination
    2000-02-11

View on SEC IAPD

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