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Gifford Lee

Wells Fargo Clearing Services, LLC

Woodbury, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-30
TX RA APPROVED 2024-09-30
  • NY RA
    APPROVED
    Since 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing Llc Franklin Square NY 04/2015 03/2017
Jpmorgan Securities Llc Mineola NY 05/2017 09/2024
Capital One Advisors, Llc Franklin Square NY 04/2015 03/2017
Wells Fargo Clearing Services, Llc Woodbury NY 09/2024 Present
  • 04/2015 → 03/2017
    Capital One Investing Llc
    Franklin Square, NY
  • 05/2017 → 09/2024
    Jpmorgan Securities Llc
    Mineola, NY
  • 04/2015 → 03/2017
    Capital One Advisors, Llc
    Franklin Square, NY
  • 09/2024 → Present
    Wells Fargo Clearing Services, Llc
    Woodbury, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-04
S63 Uniform Securities Agent State Law Examination 1998-06-19
  • S65 Uniform Investment Adviser Law Examination
    2005-08-04
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19
Other Names
  • Gifford Alan Lee
  • Gifford A Lee

View on SEC IAPD

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Other Investors

BRETT IAN GOLDSTEIN
AARON DELSIGNORE
PHILIP MICHAEL SCHOLLER
DAVID PATRICK STEWART
BRADLEY ALLEN COHEN
JEREMY ROUSE BROWN
CHAD NEAULT
CRAIG ROBERT WALKER

Other Offices

VANDERBILT ADVISORY SERVICES · WOODBURY, NY
CONSOLIDATED PORTFOLIO REVIEW CORP · WOODBURY, NY
FUSION FAMILY WEALTH, LLC · WOODBURY, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
MG PLANNING SERVICES, INC. · WOODBURY, NY
TRIDENT ADVISORS LLC · WOODBURY, NY
HERITAGE ADVISORY LLC · WOODBURY, NY

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