Mark Thomas Defeo

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 02/2020
  U.S. Bancorp Investments, Inc
  Seattle, WA
• 06/2017 → 02/2020
  U.S. Bank
  Seattle, WA
• 07/2016 → 06/2017
  Unemployed
  Seattle, WA
• 03/2020 → 04/2021
  Umpqua Investments, Inc.
  Portland, OR
• 03/2020 → 03/2023
  Umpqua Bank
  Portland, OR
• 03/2020 → Present
  Columbia Bank
  Seattle, WA
• 08/2022 → 10/2023
  Cetera Investment Services Llc
  St Cloud, MN
• 10/2022 → 10/2023
  Cetera Investment Advisers Llc
  Seattle, WA
• 03/2020 → 03/2023
  Steward Partners Investment Solutions, Llc
  Lake Oswego, OR
• 02/2024 → Present
  Raymond James Financial Services, Inc.
  Tacoma, WA
• 02/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Tacoma, WA

Previous Registrations

• 2023-03-01 → 2023-10-18
  Cetera Investment Advisers Llc
  Seattle, WA
• 2020-03-09 → 2023-03-01
  Steward Partners Investment Solutions, Llc
  Seattle, WA
• 2017-06-23 → 2020-02-21
  U.S. Bancorp Investments, Inc.
  Seattle, WA
• 2009-10-23 → 2016-08-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Chicago, IL
  New York, NY
  Seattle, WA
  Seattle, WA
• 2009-09-25 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Seattle, WA
• 2000-03-08 → 2009-03-26
  Banc Of America Investment Services, Inc.
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA

Other Businesses

(1)Name of Business: Address: 2757 Belvidere Ave SW, Seattle, WA, 98126, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Review and approve maintenance requests sent by the property manager. Make decisions regarding lease agreement terms and rent increases and communicate that to the property manager. (2) Name of Business: Columbia Wealth Advisors Address: 1301 A St Ste 800, Tacoma, WA, 98402-4205, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Refer clients to Wealth Advisors for investment management business. Refer clients to Wealth Planner for financial planning business. Refer clients to Wealth Strategist for insurance business.

Exams

• S66 Uniform Combined State Law Examination
  1998-03-06