Alex Shvartsman

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 09/2018
  Scottrade
  Huntington Station, NY
• 02/2018 → 12/2022
  Td Ameritrade, Inc.
  Sayville, NY
• 02/2018 → 12/2022
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 12/2022 → 01/2024
  Charles Schwab And Co., Inc.
  Huntington Station, NY
• 02/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 02/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2022-01-26 → 2024-01-09
  Charles Schwab & Co., Inc.
  Lake Grove, NY
• 2018-02-26 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Sayville, NY
  Smithtown, NY
  Lake Grove, NY
• 2018-02-27 → 2022-10-14
  Td Ameritrade, Inc.
  Sayville, NY
  Lake Grove, NY
• 2017-04-07 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-04-07
• S63 Uniform Securities Agent State Law Examination
  1999-06-22

Other Names

• Alex Shuartsman