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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-09-07 |
| TX | RA | APPROVED_RES | 2012-07-19 |
Branch Locations
2035 Crocker Rd Ste 201, Westlake, OH 44145-2194 • United States
Strongsville, OH • United States
Strongsville, OH • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westlake | OH | 07/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Westlake | OH | 03/2020 | Present |
Other Business Activities; Surveys; Taking surveys related to financial services industry and preferences; Online, ,; Investment-Related; 03/13/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-02 |
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