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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-14
IA RA APPROVED 2020-04-28
WI RA APPROVED 2018-08-16
  • IL RA
    APPROVED
    Since 2024-02-14
  • IA RA
    APPROVED
    Since 2020-04-28
  • WI RA
    APPROVED
    Since 2018-08-16

Branch Locations

104 S Main Ste 1, Waupaca, WI 54981-1661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Waupaca WI 02/1998 Present
Ann Stern Insurance Agency Waupaca WI 12/1998 Present
State Farm Investment Management Corp Waupaca WI 08/2018 Present
  • 02/1998 → Present
    State Farm Vp Management Corp.
    Waupaca, WI
  • 12/1998 → Present
    Ann Stern Insurance Agency
    Waupaca, WI
  • 08/2018 → Present
    Waupaca, WI
Other Businesses

1. Ann Stern's Insurance Agency; Insurance Agency; Investment-related; 104 S Main St Ste 1 Waupaca, WI 54981-1661; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/1998; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-21
  • S63 Uniform Securities Agent State Law Examination
    2000-07-21
Designations

View on SEC IAPD

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