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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waypoint Financial | Waupaca | WI | 05/2011 | Present |
| Voya Financial Advisors | Waupaca | WI | 09/2014 | 11/2016 |
| Woodbury Financial Services Inc | Waupace | WI | 11/2016 | 01/2024 |
| Osaic Wealth, Inc. | Waupaca | WI | 01/2024 | Present |
1) WAYPOINT FINANCIAL POSITION: Employee NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2011 ADDRESS: 109 E Badger, Waupaca WI 54981, United States; DESCRIPTION: Information, sales,support 2) FARMERS STATE OF WAUPACA POSITION: Director NATURE: Bank INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2022 ADDRESS: 112 W Fulton St, Waupaca WI 54981 DESCRIPTION: Director-Attend meetings to oversee the operations of the institution along with the other members of the Board. 3) IMMANUEL LUTHERAN CHURCH POSITION: Secretary of Church Council NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2023 ADDRESS: 1120 Evans St, Waupaca WI 54981 DESCRIPTION: Taking and publishing the minutes of the meeting. Leadership. 4) TENACITY ADVISORY GROUP POSITION: Affiliated Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 2700 Vernon Dr, Green Bay WI 54304 DESCRIPTION: Share best practices.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-04 |
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