Best Investors Account Sign in

Eric Paul Spindt

Osaic Wealth, Inc.

Waupaca, WI

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-19
  • WI RA
    APPROVED
    Since 2024-01-19

Branch Locations

109 E Badger Street, Waupaca, WI 54981 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waypoint Financial Waupaca WI 05/2011 Present
Voya Financial Advisors Waupaca WI 09/2014 11/2016
Woodbury Financial Services Inc Waupace WI 11/2016 01/2024
Osaic Wealth, Inc. Waupaca WI 01/2024 Present
  • 05/2011 → Present
    Waypoint Financial
    Waupaca, WI
  • 09/2014 → 11/2016
    Voya Financial Advisors
    Waupaca, WI
  • 11/2016 → 01/2024
    Woodbury Financial Services Inc
    Waupace, WI
  • 01/2024 → Present
    Waupaca, WI
Previous Registrations
  • 2016-11-08 → 2024-01-19
    Woodbury Financial Services, Inc.
    Waupaca, WI
  • 2012-10-17 → 2016-11-09
    Waupaca, WI
    Windsor, CT
  • 2011-10-20 → 2012-10-09
    Woodbury Financial Services, Inc.
    Waupaca, WI
Other Businesses

1) WAYPOINT FINANCIAL POSITION: Employee NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2011 ADDRESS: 109 E Badger, Waupaca WI 54981, United States; DESCRIPTION: Information, sales,support 2) FARMERS STATE OF WAUPACA POSITION: Director NATURE: Bank INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2022 ADDRESS: 112 W Fulton St, Waupaca WI 54981 DESCRIPTION: Director-Attend meetings to oversee the operations of the institution along with the other members of the Board. 3) IMMANUEL LUTHERAN CHURCH POSITION: Secretary of Church Council NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2023 ADDRESS: 1120 Evans St, Waupaca WI 54981 DESCRIPTION: Taking and publishing the minutes of the meeting. Leadership. 4) TENACITY ADVISORY GROUP POSITION: Affiliated Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 2700 Vernon Dr, Green Bay WI 54304 DESCRIPTION: Share best practices.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-04
  • S66 Uniform Combined State Law Examination
    2011-10-04
Other Names
  • Eric P Spindt

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Waupaca, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor