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Brian Todd Erwin

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Jonesboro, AR

St. Louis, MO

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2016-09-19
TX RA APPROVED_RES 2016-09-09
  • AR RA
    APPROVED
    Since 2016-09-19
  • TX RA
    APPROVED_RES
    Since 2016-09-09

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

2760 Browns Ln Suite D, Jonesboro, AR 72401 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Jonesboro AR 10/2014 09/2016
Benjamin F Edwards & Co Jonesboro AR 09/2016 Present
  • 10/2014 → 09/2016
    Stephens Inc
    Jonesboro, AR
  • 09/2016 → Present
    Benjamin F Edwards & Co
    Jonesboro, AR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-11
S63 Uniform Securities Agent State Law Examination 1998-03-04
  • S65 Uniform Investment Adviser Law Examination
    1998-03-11
  • S63 Uniform Securities Agent State Law Examination
    1998-03-04

View on SEC IAPD

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