Inactive

Elizabeth Sims Duff

Harbour Capital Advisors, LLC

Tysons Corner, VA

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Current Employers

Harbour Capital Advisors, Llc

1595 Spring Hill Road Suite 305, Tysons Corner, VA 22182 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2011-08-01

VA RA
APPROVED

Since 2011-08-01

Branch Locations

1595 Spring Hill Road Suite 305, Tysons Corner, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harbour Capital Advisors, Llc	Mclean	VA	07/2011	Present

07/2011 → Present

Harbour Capital Advisors, Llc

Mclean, VA

Previous Registrations

2009-10-23 → 2011-02-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mclean, VA

Mclean, VA
2003-02-03 → 2009-10-23

Banc Of America Investment Services, Inc.

Mclean , VA

Mclean, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-01-31
S63	Uniform Securities Agent State Law Examination	1998-04-27

S66 Uniform Combined State Law Examination

2003-01-31
S63 Uniform Securities Agent State Law Examination

1998-04-27

Other Names

Betsy Duff
Caryl Elizabeth Sims

View on SEC IAPD

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