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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-10-31
NY RA APPROVED 2024-10-29
NC RA APPROVED 2024-10-29
DC RA APPROVED 2023-09-21
DE RA APPROVED 2023-06-19
MD RA APPROVED 2023-06-19
PA RA APPROVED 2023-06-19
VA RA APPROVED 2023-06-19
  • GA RA
    APPROVED
    Since 2024-10-31
  • NY RA
    APPROVED
    Since 2024-10-29
  • NC RA
    APPROVED
    Since 2024-10-29
  • DC RA
    APPROVED
    Since 2023-09-21
  • DE RA
    APPROVED
    Since 2023-06-19
  • MD RA
    APPROVED
    Since 2023-06-19
  • PA RA
    APPROVED
    Since 2023-06-19
  • VA RA
    APPROVED
    Since 2023-06-19

Branch Locations

9400 Livingston Rd Suite 125, Ft Washington, MD 20744 • United States

Dover, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Ft. Washington MD 01/1998 Present
Gai Allen Insurance Agency Fort Washington MD 01/1997 Present
State Farm Investment Management Corp Ft Washington MD 06/2023 Present
  • 01/1998 → Present
    State Farm Vp Management Corp.
    Ft. Washington, MD
  • 01/1997 → Present
    Gai Allen Insurance Agency
    Fort Washington, MD
  • 06/2023 → Present
    Ft Washington, MD
Other Businesses

1) Gai Allen's Insurance Agency; Insurance Agency; Investment-related; 9400 Livingston Rd Ste 125 Ft Washington, MD 20744-4900; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/1995; 80; 80; Service customers and supervise employees. 2) Gai Allen - Property #1 (personally Held Real Estate); investment-related; 12602 Willow View PL Waldorf MD 20602; Investment or Commercial Property; Owner; 1; 0; maintenance, make deposits in the checking account and Pay bills/Co-Signor on checking account.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-04-04
  • S63 Uniform Securities Agent State Law Examination
    2005-04-04
Designations
  • Chartered Financial Consultant
Other Names
  • Gai Mae Allen

View on SEC IAPD

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