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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-07-19 |
Branch Locations
137 National Plaza Suite 300, National Harbor, MD 20745 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Financial Planning Centre | Fort Washington | MD | 06/1994 | 07/2024 |
| Money Concepts Capital Corp | North Palm Beach | FL | 09/1998 | 07/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2024 | Present |
1. LOVIE LEACH, 7700 Old Branch Avenue, Unit E-205, Clinton MD 20735, United States, 07/16/2024, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 24 HR/MO - 18 HR/MO TRADING 2. ELLEVATION WEALTH MANAGEMENT AND LEGACY PLANNING, LLC, 7700 Old Branch Ave, Unit E-205, Clinton MD 20735, United States, 07/16/2024, Owner, Using a Trade Name/dba, NIR, 96 HR/MO - 96 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/19/2024 4. ELLEVATION WEALTH MANAGEMENT AND LEGACY PLANNING, LLC, 137 National Plaza, Suite 300, National Harbor MD 20745, United States, 07/16/2024, Owner, Tax Services, NIR, 96 HR/MO - 96 HR/MO TRADING 5. LOVIE LEACH, 137 National Plaza, Suite 300, National Harbor MD 20745, United States, 07/16/2024, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 24 HR/MO - 18 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-03 |
| S65 | Uniform Investment Adviser Law Examination | 2000-03-01 |
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