Kevin Spafford

Current Employers

Employment History

• 01/2016 → 12/2024
  Osaic Wealth Inc
  Yuba City, CA
• 01/2016 → 12/2024
  Ryan Wealth Management, Inc.
  Yuba City, CA
• 12/2024 → Present
  Aw Securities
  Yuba City, CA
• 12/2024 → Present
  Allworth Financial
  Yuba City, CA

Previous Registrations

• 2018-08-09 → 2025-03-31
  Ryan Wealth Management
  Yuba City, CA
• 2016-01-20 → 2024-12-04
  Osaic Wealth, Inc.
  Yuba City, CA
• 2014-09-18 → 2016-01-25
  Osaic Fa, Inc.
  Chico, CA
  Denver, CO
  Chico, CA
• 2010-03-25 → 2015-05-02
  Legacy By Design
  Chico, CA
• 2009-03-18 → 2010-01-28
  Concourse Financial Group Securities, Inc.
  Chico, CA
  Birmingham, AL
  Chico, CA
• 2009-01-02 → 2009-12-31
  Legacy By Design
  Chico, CA
• 2007-01-12 → 2009-02-12
  Lpl Financial Llc
  Chico, CA
  Chico, CA
• 2005-10-25 → 2007-01-18
  Mml Investors Services, Llc
  Chico, CA
  Chico, CA

Other Businesses

1) LEGACY BY DESIGN, LLC POSITION: Member/founder, NATURE: LLC, INVESTMENT RELATED: No, NUMBER OF HOURS: 40, SECURITIES TRADING HOURS: 40, START DATE: 10/07/2005 ADDRESS: 9639 Duckling Drive, Durham CA 95938, United States DESCRIPTION: Write columns for publication, speak at ag industry events, and consult with family business owners about succession planning and other related business matters.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-27
• S63 Uniform Securities Agent State Law Examination
  2000-08-09

Designations

Other Names

• Kevin Charles Spafford