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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-24
AR RA APPROVED 2016-01-22
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • AR RA
    APPROVED
    Since 2016-01-22

Branch Locations

3316 Hwy 5 N. Suite 2, Benton, AR 72019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymomd James Financial Services, Inc Benton AR 01/2016 Present
Raymond James Financial Services Advisors Inc. Benton AR 01/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: Dan W. Nowell Wealth Management Address: 3316 Highway 5 N Ste 2, Bryant, AR, 72019, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/27/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: pauroll and expense gen mgmt (2)Name of Business: nowell farm Address: 3316 AR 5 n , Bryant, AR, 72019, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/1995 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: all

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-15
  • S66 Uniform Combined State Law Examination
    1998-05-15

View on SEC IAPD

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