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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-04
FL RA APPROVED 2007-03-16
  • TX RA
    APPROVED_RES
    Since 2013-11-04
  • FL RA
    APPROVED
    Since 2007-03-16

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Bay Harbor Islands, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Coral Gables FL 02/2007 Present
  • 02/2007 → Present
    Raymond James & Associates
    Coral Gables, FL
Previous Registrations
Other Businesses

Name of Business : N/A Address: Coral Gables, FL Nature of the Business: POA/Personal Representative Position/Title: POA/Personal Representative Investment Related: Yes Start Date: 10/06/2014 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: POA for mother's account

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-21
S63 Uniform Securities Agent State Law Examination 2001-04-26
  • S65 Uniform Investment Adviser Law Examination
    2004-10-21
  • S63 Uniform Securities Agent State Law Examination
    2001-04-26

View on SEC IAPD

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