Mehrdad Michael Farhat

Current Employers

Opes Capital Group, Llc

1530 East 25Th Street, Los Angeles, CA 90011 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-08-21

CA RA
APPROVED

Since 2013-08-21

Branch Locations

9454 Wilshire Blvd Suite 803, Beverly Hills, CA 90210 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Opes Capital Group, Llc	Beverly Hills	CA	07/2013	Present

07/2013 → Present

Opes Capital Group, Llc

Beverly Hills, CA

Previous Registrations

2012-04-17 → 2013-08-05

First Allied Advisory Services, Inc.

San Diego, CA
2010-04-27 → 2012-05-04

Lpl Financial Llc

Beverly Hills, CA

Beverly Hills, CA

San Diego, CA
2005-08-15 → 2010-05-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Encino, CA

Encino, CA
2002-12-04 → 2005-08-29

Morgan Stanley Dw Inc.

Beverly Hls, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-17
S63	Uniform Securities Agent State Law Examination	1999-08-20

S66 Uniform Combined State Law Examination

2000-03-17
S63 Uniform Securities Agent State Law Examination

1999-08-20

Other Names

Michael Farhat

View on SEC IAPD

Current Employers

Opes Capital Group, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews