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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-09-30 |
Branch Locations
2000A Southbridge Pkwy Ste 430, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Birmingham | AL | 12/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Birmingham | AL | 03/2020 | 09/2024 |
| Lpl Financial Llc | Birmingham | AL | 09/2024 | Present |
1-08/2024 / Lake Ridge Private Wealth, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2-08/2024 / Non-Variable Insurance / Non-Variable Insurance / Investment Related / 4 hrs mth / 1 hrs during trading / Birmingham, AL / Start date: 09/23/2024 3 - 09/2024 / L R Private Wealth LLC / Business Entity For Tax/Investment Purposes Only / Not Inv Related / 160 Hours/Month - 8 Hours During Trading / AL 35209 / OBA Start Date: 09/23/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-22 |
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