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2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2018-10-26 |
| TX | RA | APPROVED_RES | 2018-10-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbor Light Investment Advisors, Llc | San Juan | PR | 09/2017 | 06/2019 |
| Pariter Securities, Llc | Guaynabo | PR | 10/2008 | 10/2017 |
| Ascendant Alternative Strategies, Llc | New York | NY | 11/2017 | 10/2018 |
| Arkadios Capital | Atlanta | GA | 10/2018 | Present |
| Arkadios Wealth Advisors | Atlanta | GA | 10/2018 | Present |
1. Mass Mutual, 25 Ave Ponce De Leon, Suite 1400, San Juan PR 00917, Investment related, Commission, Nature of business: Life an annuity, Title: agent, Started 11/17, 20hrs/month about 10hrs/month is during securities trading hrs, Duties: Estate planning, IRA business, annuity business. 2. Universal Life Insurance, 33 Calle Bolivia, San Juan PR 00930 Investment related, Commission, Nature of business: Life an annuity, Title: agent, Started 11/17, 20hrs/month about 10hrs/month is during securities trading hrs, Duties: Estate planning, IRA business, annuity business. 3. Select Wealth Advisors, 322 De Deigo Ave, Suite 202, San Juan, PR 00920, Investment related, DBA for advisory business, CEO started April 2018, devote 5 hours per month 0 hours per month during securities trading hours, Duties: Advisory business. 4. Smart Insurance, Non-Investment related, San Juan PR 00911, Life Insurance Agent started 1/2/2020, 10 hours/month outside of securities trading hours. 5. SWA Consulting LLC, Investment related, San Juan PR 00911, Nature of Business: Consultant, President started 10/1/2020, 40 hours/month outside of securities trading hours. Business Development, due diligence, research and analysis.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-24 |
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