James J Suey

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Ubs Financial Services Inc
  Omaha, NE

Previous Registrations

• 2009-06-01 → 2012-03-21
  Morgan Stanley
  Omaha, NE
• 2007-09-27 → 2009-06-01
  Citigroup Global Markets Inc.
  Omaha, NE
• 2004-11-09 → 2007-09-18
  Smith Hayes Advisers Inc
  Lincoln, NE
  Omaha, NE

Other Businesses

PEAK PERFORMANCE / RUNNING STORE/ 519 N 78TH STREET OMAHA, NE 68114 / ASSIST WITH LOCAL RUNNING EVENTS IN THE OMAHA COMMUNITY./ START DATE 8/24/2013 - / 10HRS

Exams

• S66 Uniform Combined State Law Examination
  2003-12-08

Other Names

• Jim Suey
• James J Suey