Curtis Allen Wharton

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 05/2010 → Present
  Jonathan Roberts Advisory Group, Inc.
  Tampa, FL

Previous Registrations

• 2003-06-27 → 2010-05-12
  Woodbury Financial Services, Inc.
  Herrin, IL
  Herrin, IL

Other Businesses

(1) PROPERTY/CASUALTY INSURANCE PRODUCER (NON SECURITIES RELATED)AT TAYLOR DODD AND WOOD INSURANCE-COMMISSION BASE PAY AS AN INDEPENDENT CONTRACTOR "1099". SINCE 3/2014. 20 HRS PER WEEK ON ALL BUSINESS ACTIVITY. (2) WHARTON ENTERPRISES, LTD; ENTITY ESTABLISHED FOR TAX PURPOSES. (3) D.O.T. Outdoor, LLC; Non-investment related; 4400 Pintail Ln, Creal Springs, IL 62922; Billboard lease/advertising; Consultant; Start 4/11/2022; 0 hour/month. (4) Wharton Enterprises, Ltd (my S-Corp); DBA; Investment Related; 106 S Vicksburg St, Marion, IL 62959; Financial Advisor/Representative; Financial Advisor services, Investment management; Start 6/1/2023; 160 hrs/mo durng trading. (5) Vision Wealth NA, PLLC; 1201 Ludlam Ct, Marco Island, FL 34145; Investment Related; Care Business; Member; Financial Advisor; Start 3/10/26; 100 hours/month during trading. (6) Vision Wealth; Investment Related; 106 S Viscksburg St, Suite A, Marion, IL 62959; DBA used for marketing purposes only; Managing Member; 06/2026; 125 hrs/mo during trading hrs; Financial services.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-18
• S63 Uniform Securities Agent State Law Examination
  1998-03-20