Brett William Sabio

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1986 → 01/2017
  Brett W. Sabio,Cpa
  Manasquan, NJ
• 08/2007 → 07/2019
  Royal Alliance Associates, Inc.
  Vernon, CT
• 01/2017 → Present
  Brett W. Sabio, Cpa
  Point Pleasant, NJ
• 07/2019 → 06/2024
  Securities America, Inc.
  Point Pleasant, NJ
• 07/2019 → 06/2024
  Securities America Advisors, Inc.
  Point Pleasant, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Point Pleasant, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Point Pleasant, NJ

Previous Registrations

• 2019-07-29 → 2024-06-14
  Securities America Advisors, Inc.
  Point Pleasant, NJ
• 2007-08-15 → 2019-07-31
  Osaic Wealth, Inc.
  Ellington, CT
  Point Pleasant Boro, NJ
• 2007-02-02 → 2007-08-13
  World Investments, Llc
  Manasquan, NJ
  Bayonne, NJ
  Manasquan, NJ

Other Businesses

***Brett W. Sabio, CPA-PFS Position: I am the only licensed professional Nature: Certified Public Accountant Investment Related: No Hours: 140 Securities Trading Hours: 6 Start Date: 05/08/1986 Address: 1605 Bay Avenue, Point Pleasant NJ 08742 ***Brett W. Sabio Position: Salesman Nature: P&C Insurance Investment Related: No Hours: 10 Securities Trading Hours: 1 Start Date: 01/01/2017 Address: 1605 Bay Avenue, Point Pleasant NJ 08742 ***NJ Real Estate Properties & Investments, LLC Position: Managing Member Nature: Rental Activity Investment Related: No Hours: 2 Securities Trading Hours: 1 Start Date: 08/30/2016 Address: 1605 Bay Avenue, Point Pleasant NJ 08742 ***Brett W. Sabio Position: Financial Advisor Nature: SAA Advisory Services Investment Related: Yes Hours: 12 Securities Trading Hours: 2 Start Date: 07/29/2019 Address: 1605 Bay Avenue, Point Pleasant NJ 08742 ***Brett W. Sabio Irrevoacable Life Insurance Trust Position: Trustee for my wife's ILIT Nature: Brett W. Sabio Irrevoacable Life Insurance Trust Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 01/01/2017 Address: 1605 Bay Avenue, Point Pleasant NJ 08742 ***Doreen A. Sabio Irrevocable Life Insurance Trust Position: Trustee for my Wife's Irrevocable Life Insurance Trust Nature: Doreen A. Sabio Irrevocable Life Insurance Trust Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 01/01/2017 Address: 1605 Bay Avenue, Point Pleasant NJ 08742 ***Brett W Sabio Living Trust Doreen A Sabio Living Trust Position: Trustee Nature: Brett W Sabio Living Trust Doreen A Sabio Living Trust Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 01/01/2017 Address: 1605 Bay Avenue, Pt Pleasant NJ 08742 ***DBA - Stonebridge Financial Services Group

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-02-16

Designations

• Personal Financial Specialist