Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2009-09-21
  • TN RA
    APPROVED
    Since 2009-09-21

Branch Locations

1196 Poplar View Lane S. Suite 2, Collierville, TN 38017 • United States

Mason, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Collierville TN 09/2009 Present
Raymond James Financial Services Advisors, Inc Collierville TN 09/2009 Present
David Lofton Collierville TN 07/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1668 HWY 70 E, Mason, TN, 38049, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/07/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Mow Grass

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-20
S63 Uniform Securities Agent State Law Examination 1998-05-29
  • S65 Uniform Investment Adviser Law Examination
    1998-07-20
  • S63 Uniform Securities Agent State Law Examination
    1998-05-29
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Collierville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor