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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-23 |
| OH | RA | APPROVED | 2004-11-23 |
Branch Locations
7887 Washington Village Dr Suite 200, Dayton, OH 45459 • United States
9100 Centre Pointe Drive Suite 180, West Chester, OH 45069 • United States
New Carlisle, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Beavercreek | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Dayton | OH | 03/2020 | Present |
Real Estate Ownership; Single Family; 376 S. Medway- New Carlisle Rd., New Carlisle, OH 45344, ,; ; . Business Ownership; Ranlin Farm; ; general farm; 222 S. Medway- New Carlisle Rd., New Carlisle, OH 45344, ,; ; ; 20 to 39 hours per month; . Outside Employment; Heick, Hester, Smith & Associates LLC; Financial Advisor - We help people navigate the powerful forces that money exerts in their lives.; ; 408 Blankenbaker Parkway, , Louisville, KY, 40243; Investment-Related; 07/25/2018; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-04-15 |
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