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Ewa Hassa

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-20
TX RA APPROVED 2016-11-11
IL RA APPROVED 2016-11-03
  • AL RA
    APPROVED
    Since 2026-08-20
  • TX RA
    APPROVED
    Since 2016-11-11
  • IL RA
    APPROVED
    Since 2016-11-03

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Chicago IL 08/2016 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 10/2016 Present
Previous Registrations
  • 2016-08-18 → 2016-11-03
    Wells Fargo Clearing Services, Llc
    Northbrook, IL
    Milwaukee, WI
  • 2016-02-22 → 2016-05-13
    Credit Suisse Securities (Usa) Llc
    Northbrook, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-22
S63 Uniform Securities Agent State Law Examination 2005-09-15
  • S65 Uniform Investment Adviser Law Examination
    2016-02-22
  • S63 Uniform Securities Agent State Law Examination
    2005-09-15

View on SEC IAPD

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BRIAN ADAM ROSEN
MATTHEW S MEYER
YAKOV MOSHE BAYLIS
WENDY FELICIA JACOBSON-ROSEN
WALTER WALEED COSMO
Charles Louis Rosen
JAY MICHAEL RUBINSTEIN

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
RITHOLTZ WEALTH MANAGEMENT · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL

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