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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-02-15
  • NE RA
    APPROVED
    Since 2023-02-15

Branch Locations

16820 Frances St., Ste. 202, Omaha, NE 68130 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 12/2015 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2023 Present
  • 12/2015 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2023 → Present
    Fairfield, IA
Other Businesses

1) THE OLSON GROUP, 16820 Frances St Suite 202, Omaha NE 68130, 01/01/2020, Owner, Owner/Partner of a Business Entity, NIR, 160 HR/MO, 160 HR/MO TRADING. 2) NEBRASKA HEALTH CARE ASSOCIATION FOUNDATION, 1200 Libra Dr., Suite 100, Lincoln, NE 68512, 04/2023, Board Member, SECRETARY, NIR, 2HR/MO - 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 10/2019

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-09
S63 Uniform Securities Agent State Law Examination 2020-09-18
  • S65 Uniform Investment Adviser Law Examination
    2023-02-09
  • S63 Uniform Securities Agent State Law Examination
    2020-09-18
Other Names
  • Julie Jane Ruzicka

View on SEC IAPD

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