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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-01-07 |
| CO | RA | APPROVED | 2026-01-07 |
| FL | RA | APPROVED | 2026-01-07 |
| IL | RA | APPROVED | 2026-01-07 |
| KY | RA | APPROVED | 2026-01-07 |
| NJ | RA | APPROVED | 2026-01-07 |
| SC | RA | APPROVED | 2026-01-07 |
| KS | RA | APPROVED | 2025-05-16 |
| NY | RA | APPROVED | 2022-10-24 |
| UT | RA | APPROVED | 2019-01-10 |
| VA | RA | APPROVED | 2019-01-09 |
| NC | RA | APPROVED | 2018-06-22 |
| ME | RA | APPROVED | 2018-06-11 |
| MA | RA | APPROVED | 2018-04-02 |
| TX | RA | APPROVED_RES | 2017-11-03 |
| MO | RA | APPROVED | 2016-06-16 |
| WA | RA | APPROVED | 2015-09-18 |
| IN | RA | APPROVED | 2009-03-11 |
| OH | RA | APPROVED | 2005-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Cincinnati | OH | 03/2001 | Present |
| Park Avenue Securities | Cincinnati | OH | 09/2001 | Present |
1. THE REBECCA GROUP-Insurance sales outside of Guardian for term or whole life insurance,. Start: 06/01/2001, Address: 419 Plum Street Cincinnati, Ohio 45202, 1 bus hr per month, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-30 |
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