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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-06-25
TX RA APPROVED 2017-07-21
SC RA APPROVED 2017-07-19
  • GA RA
    APPROVED
    Since 2019-06-25
  • TX RA
    APPROVED
    Since 2017-07-21
  • SC RA
    APPROVED
    Since 2017-07-19

Branch Locations

301 Harbison Blvd, Columbia, SC 29212 • United States

440 Knox Abbott Dr, Cayce, SC 29033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Augusta SC 07/2015 Present
Dynamics Health And Fitness Lexington SC 08/2013 Present
Golds Gym/Muv Fitness Lexington SC 09/2013 Present
Bank Of America, N.A. Augusta SC 05/2018 Present
  • 07/2015 → Present
    Augusta, SC
  • 08/2013 → Present
    Dynamics Health And Fitness
    Lexington, SC
  • 09/2013 → Present
    Golds Gym/Muv Fitness
    Lexington, SC
  • 05/2018 → Present
    Bank Of America, N.A.
    Augusta, SC
Other Businesses

I*91672FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: DYNAMIC HEALTH AND FITNESSINVESTMENT RELATED: NOADDRESS OF BUSINESS: LEXINGTON, SOUTH CAROLINA 29072NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 8/15/2012NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: FITNESS INSTRUCTOR, I TEACH A FITNESS CLASS ONCE A WEEK. I*: 2278267Entity Type: For ProfitName of OBA: Onelife FitnessAddress: Irmo, SC 29063Investment Related: NoPosition, Title, Association: Employee Employee Start Date: 04/01/2025Number of Hours: 1 hr wklyNumber of Hours during trading: 0Duties: Fitness Instructor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-17
S63 Uniform Securities Agent State Law Examination 1998-03-11
  • S66 Uniform Combined State Law Examination
    2017-07-17
  • S63 Uniform Securities Agent State Law Examination
    1998-03-11
Other Names
  • Kaarina Torres
  • Kaarina Ramirez

View on SEC IAPD

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