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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-08 |
| LA | RA | APPROVED | 2024-01-05 |
| MS | RA | APPROVED | 2023-10-31 |
| GA | RA | APPROVED | 2022-08-01 |
| NY | RA | APPROVED | 2021-04-16 |
| WV | RA | APPROVED | 2019-02-19 |
| WI | RA | APPROVED | 2018-05-25 |
| CT | RA | APPROVED | 2015-10-13 |
| NC | RA | APPROVED | 2015-04-28 |
| DC | RA | APPROVED | 2014-12-15 |
| CA | RA | APPROVED | 2014-11-11 |
| CO | RA | APPROVED | 2014-01-17 |
| DE | RA | APPROVED | 2013-05-21 |
| IL | RA | APPROVED | 2012-04-10 |
| OR | RA | APPROVED | 2011-04-29 |
| PA | RA | APPROVED | 2011-04-05 |
| FL | RA | APPROVED | 2008-09-23 |
| MD | RA | APPROVED | 2007-10-09 |
| MA | RA | APPROVED | 2007-08-15 |
| NJ | RA | APPROVED | 2007-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| One Resource Group | Ft Wayne | IN | 10/2002 | Present |
| Guardian Life Insurance Co Of America | Newtown | PA | 06/2012 | 06/2019 |
| Park Avenue Securites Llc | Newtown | PA | 06/2012 | 06/2019 |
| Guardian Life Insurance | Yardley | PA | 06/2019 | Present |
| Park Avenue Securities | Yardley | PA | 06/2019 | Present |
1. Outside Insurance & Annuities, Start: 09/01/2007 Nature: Insurance Sales, Address: 2 N. State Street, Newtown PA 18940, Duties: Broker selling insurance other than Guardian, 3 total hrs per month; 3 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-16 |
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