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Current Employers
Compak Asset Management

1801 Dove Street, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-03-21
IA RA APPROVED 2023-03-20
NM RA APPROVED 2023-03-13
NY RA APPROVED 2023-03-13
OH RA APPROVED 2023-03-13
MD RA APPROVED 2023-01-17
MI RA APPROVED 2023-01-17
WI RA APPROVED 2023-01-17
HI RA APPROVED 2016-04-05
CO RA APPROVED 2014-06-11
ID RA APPROVED 2014-05-29
NC RA APPROVED 2014-05-29
MN RA APPROVED 2014-05-28
OR RA APPROVED 2014-05-28
VA RA APPROVED 2011-02-25
IL RA APPROVED 2010-11-19
NV RA APPROVED 2010-11-19
WA RA APPROVED 2010-11-18
TX RA APPROVED_RES 2004-10-20
AZ RA APPROVED 2003-06-04
CA RA APPROVED 2001-03-21
  • IN RA
    APPROVED
    Since 2023-03-21
  • IA RA
    APPROVED
    Since 2023-03-20
  • NM RA
    APPROVED
    Since 2023-03-13
  • NY RA
    APPROVED
    Since 2023-03-13
  • OH RA
    APPROVED
    Since 2023-03-13
  • MD RA
    APPROVED
    Since 2023-01-17
  • MI RA
    APPROVED
    Since 2023-01-17
  • WI RA
    APPROVED
    Since 2023-01-17
  • HI RA
    APPROVED
    Since 2016-04-05
  • CO RA
    APPROVED
    Since 2014-06-11
  • ID RA
    APPROVED
    Since 2014-05-29
  • NC RA
    APPROVED
    Since 2014-05-29
  • MN RA
    APPROVED
    Since 2014-05-28
  • OR RA
    APPROVED
    Since 2014-05-28
  • VA RA
    APPROVED
    Since 2011-02-25
  • IL RA
    APPROVED
    Since 2010-11-19
  • NV RA
    APPROVED
    Since 2010-11-19
  • WA RA
    APPROVED
    Since 2010-11-18
  • TX RA
    APPROVED_RES
    Since 2004-10-20
  • AZ RA
    APPROVED
    Since 2003-06-04
  • CA RA
    APPROVED
    Since 2001-03-21

Branch Locations

1801 Dove Street, Newport Beach, CA 92660 • United States

1801 Dove Street, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Compak Asset Management Newport Beach CA 12/1999 Present
Compak Securities Inc. Newport Beach CA 12/2002 Present
  • 12/1999 → Present
    Newport Beach, CA
  • 12/2002 → Present
    Compak Securities Inc.
    Newport Beach, CA
Previous Registrations
  • 2003-01-27 → 2003-10-30
    Multiple Financial Services, Inc.
    Mission Viejo, CA
Other Businesses

CURRENTLY HOSTS A 1 HOUR "MAARKET WRAP" TALK RADIO SHOW FOR A TOTAL OF 20 HOURS PER MONTH. THE TALK SHOW IS RECORDED LIVE AT 1801 DOVE STREET, NEWPORT BEACH, CA, THE MAIN OFFICES OF COMPAK ASSET MANAGEMENT, A REGISTERED INVESTMENT ADVISOR. REGISTERED AS AN INVESTMENT ADVISOR WITH COMPAK ASSET MANAGEMENT. REGISTERED AS AN REGISTERED REPRESENTATIVE WITH COMPAK SECURITIES, INC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-10
  • S66 Uniform Combined State Law Examination
    2000-01-10
Other Names
  • Moe Ansari

View on SEC IAPD

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