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1801 Dove Street, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-03-21 |
| IA | RA | APPROVED | 2023-03-20 |
| NM | RA | APPROVED | 2023-03-13 |
| NY | RA | APPROVED | 2023-03-13 |
| OH | RA | APPROVED | 2023-03-13 |
| MD | RA | APPROVED | 2023-01-17 |
| MI | RA | APPROVED | 2023-01-17 |
| WI | RA | APPROVED | 2023-01-17 |
| HI | RA | APPROVED | 2016-04-05 |
| CO | RA | APPROVED | 2014-06-11 |
| ID | RA | APPROVED | 2014-05-29 |
| NC | RA | APPROVED | 2014-05-29 |
| MN | RA | APPROVED | 2014-05-28 |
| OR | RA | APPROVED | 2014-05-28 |
| VA | RA | APPROVED | 2011-02-25 |
| IL | RA | APPROVED | 2010-11-19 |
| NV | RA | APPROVED | 2010-11-19 |
| WA | RA | APPROVED | 2010-11-18 |
| TX | RA | APPROVED_RES | 2004-10-20 |
| AZ | RA | APPROVED | 2003-06-04 |
| CA | RA | APPROVED | 2001-03-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compak Asset Management | Newport Beach | CA | 12/1999 | Present |
| Compak Securities Inc. | Newport Beach | CA | 12/2002 | Present |
CURRENTLY HOSTS A 1 HOUR "MAARKET WRAP" TALK RADIO SHOW FOR A TOTAL OF 20 HOURS PER MONTH. THE TALK SHOW IS RECORDED LIVE AT 1801 DOVE STREET, NEWPORT BEACH, CA, THE MAIN OFFICES OF COMPAK ASSET MANAGEMENT, A REGISTERED INVESTMENT ADVISOR. REGISTERED AS AN INVESTMENT ADVISOR WITH COMPAK ASSET MANAGEMENT. REGISTERED AS AN REGISTERED REPRESENTATIVE WITH COMPAK SECURITIES, INC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-10 |
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