Adam Baird Roberts

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 09/2022
  Morgan Stanley Smith Barney Llc
  Wayne, PA
• 09/2022 → Present
  Ubs Financial Services Inc.
  Conshohocken, PA

Previous Registrations

• 2010-11-18 → 2022-10-19
  Morgan Stanley
  Wayne, PA
  Berwyn, PA

Other Businesses

1) Name of the Organization- WeBeJam, North Wales PA United States- 19454, Sole proprietorship, Retailers (Apparel, Food, General)WeBeJam designs collectables and sells them on Etsy, Proprietor / owner, I design, order and sell collectables on ETSY,Start date- 6/1/2024, I opened an Etsy store.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-17

Other Names

• Adam B Roberts