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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 1998-03-19 |
Branch Locations
402 Bernard St, Watertown, WI 53094-6206 • United States
Lake Mills, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Watertown | WI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Watertown | WI | 03/2020 | Present |
Board of Directors; Board of Finance for St Paul's Church and School of Lake Mills; Member of Finance Committe; 1530 S Main Street, , Lake Mills, WI, 53551; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Lakeside Lutheran High School; Assistant Volleyball Coach; ; 231 Woodland Beach RoadLake Mills, WI 53551, ,; ; 10/01/2012; 40 to 59 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-13 |
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