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Kathleen Marie Miller

State Farm Investment Management Corp.

New Lenox, IL

CRD 3009458

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-25
  • IL RA
    APPROVED
    Since 2019-06-25

Branch Locations

201 W Maple St # 30, New Lenox, IL 60451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kathleen Miller Insurance Agency New Lenox IL 04/1987 Present
State Farm Vp Management Corp. New Lenox IL 12/1997 Present
State Farm Investment Management Corp. New Lenox IL 06/2019 Present
  • 04/1987 → Present
    Kathleen Miller Insurance Agency
    New Lenox, IL
  • 12/1997 → Present
    State Farm Vp Management Corp.
    New Lenox, IL
  • 06/2019 → Present
    New Lenox, IL
Other Businesses

1) SCKAT, LLC, INVESTMENT RELATED; 517 STAFFORD DR, NEW LENOX, IL 60451; PURCHASING INVESTMENT PROPERTU , OWNER, 100%,; ESTABLISHED FOR THE RENTAL OF APARTMENT BUILDINGS; 03/18/2015, LENDING/BORROWING ACTIVITIES, CONTROL OF THE CHECKBOOK, REVIEW BANK STATEMENTS, MAKE DEPOSITS IN THE CHECKING ACCOUNT, PAY BILLS/CO-SIGNOR ON CHECKING ACCOUNT , 10; 0. (2) Silver Cross Hospital Foundation Board; non-investment related; 1900 Silver Cross Blvd, New Lenox Illinois 60451; association/committee/council; board member; 11/1/2015; 5; 0; Have been asked to fill a vacancy for Vice-Chairman of Foundation Board effective 11/15/2015. (3) Kathleen Miller's Insurance Agency; Insurance Agency; Investment-related; 201 W Maple St # 30 New Lenox, IL 60451-1776; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/1985; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-15
  • S63 Uniform Securities Agent State Law Examination
    2000-08-15
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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