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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-16
  • TX RA
    APPROVED
    Since 2025-06-16

Branch Locations

6034 West Courtyard Drive Suite 305, Austin, TX 78730 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Federal Credit Union Austin TX 09/2008 08/2024
Cuso Financial Services, Lp San Diego CA 10/2008 08/2024
Raymond James & Associates Inc. Austin TX 06/2025 Present
Unemployed Austin TX 08/2024 06/2025
  • 09/2008 → 08/2024
    University Federal Credit Union
    Austin, TX
  • 10/2008 → 08/2024
    Cuso Financial Services, Lp
    San Diego, CA
  • 06/2025 → Present
    Austin, TX
  • 08/2024 → 06/2025
    Unemployed
    Austin, TX
Previous Registrations
  • 2008-11-10 → 2024-08-22
    Cuso Financial Services, L.P.
    Austin, TX
    Austin, TX
    Round Rock, TX
    Austin, TX
    Austin, TX
    West Lake Hills, TX
  • 2002-09-18 → 2006-10-19
    Vision Asset Management Inc
    South Milwaukee, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-10-26
S65 Uniform Investment Adviser Law Examination 1999-06-25
  • S63 Uniform Securities Agent State Law Examination
    2018-10-26
  • S65 Uniform Investment Adviser Law Examination
    1999-06-25
Designations

View on SEC IAPD

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