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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-08
IN RA APPROVED 1998-12-14
  • TX RA
    APPROVED
    Since 2017-05-08
  • IN RA
    APPROVED
    Since 1998-12-14

Branch Locations

8945 N Meridian St Ste 200, Indianapolis, IN 46260 • United States

Carmel, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Indianapolis IN 02/1998 03/2020
Ameriprise Financial Services, Llc Indianapolis IN 03/2020 Present
Other Businesses

Business Ownership; APEX Realty Group LLC; ; Real estate holding company; 14246 Charity Chase Carmel, In 46074, ,; Not Investment-Related; 11/05/2010; 1 to 9 hours per month; 0 during trading hours / K and L Limited; owner; auto repair shop; 4902 N Pennsylvania, , Indianapolis, IN, 46205; Not Investment-Related; 08/01/1995; 1 to 9 hours per month; 0 during trading hours / DreamBig LLC; Administration; Tax Preparation; 8945 N Meridian St Suite 200, , Indianapolis, IN, 46202; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / GBV LLC; member; real estate holding company; 3334 Walnut creek dr N, , Carmel, IN, 46032; Not Investment-Related; 02/28/1995; 1 to 9 hours per month; 0 during trading hours / TGG Operations; accounting; expense account; 8945 N Meridian, , Indianapolis, IN, 46260; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours / Source Insurance Group; Owner; Property & Casualty; 8388 E 116th Street, , Fishers, IN, 46038; Not Investment-Related; 09/01/2025; 1 to 9 hours per month; 0 during trading hours / PivotPoint Business Solutions; Business Consultant. Delivering 3rd party content via seminars and workshops; Consulting; 8945 N Meridian #112, , Indianapolis, IN, 46260; Not Investment-Related; 11/15/2021; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-05
  • S63 Uniform Securities Agent State Law Examination
    1998-03-05
Other Names
  • Angela Vyshko

View on SEC IAPD

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