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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-08 |
| IN | RA | APPROVED | 1998-12-14 |
Branch Locations
8945 N Meridian St Ste 200, Indianapolis, IN 46260 • United States
Carmel, IN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Indianapolis | IN | 02/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Indianapolis | IN | 03/2020 | Present |
Business Ownership; APEX Realty Group LLC; ; Real estate holding company; 14246 Charity Chase Carmel, In 46074, ,; Not Investment-Related; 11/05/2010; 1 to 9 hours per month; 0 during trading hours / K and L Limited; owner; auto repair shop; 4902 N Pennsylvania, , Indianapolis, IN, 46205; Not Investment-Related; 08/01/1995; 1 to 9 hours per month; 0 during trading hours / DreamBig LLC; Administration; Tax Preparation; 8945 N Meridian St Suite 200, , Indianapolis, IN, 46202; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / GBV LLC; member; real estate holding company; 3334 Walnut creek dr N, , Carmel, IN, 46032; Not Investment-Related; 02/28/1995; 1 to 9 hours per month; 0 during trading hours / TGG Operations; accounting; expense account; 8945 N Meridian, , Indianapolis, IN, 46260; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours / Source Insurance Group; Owner; Property & Casualty; 8388 E 116th Street, , Fishers, IN, 46038; Not Investment-Related; 09/01/2025; 1 to 9 hours per month; 0 during trading hours / PivotPoint Business Solutions; Business Consultant. Delivering 3rd party content via seminars and workshops; Consulting; 8945 N Meridian #112, , Indianapolis, IN, 46260; Not Investment-Related; 11/15/2021; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-03-05 |
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