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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-02
UT RA APPROVED 2016-01-20
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • UT RA
    APPROVED
    Since 2016-01-20

Branch Locations

389 N. University Avenue, Provo, UT 84601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2016 Present
Previous Registrations
  • 2005-04-27 → 2016-01-20
    Salt Lake City, UT
    Springville, UT
    Price, UT
    Provo, UT
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

1) INDEPENDENT INSURANCE AGENT SELLING/SERVICING FIXED ANNUITIES AND LIFE INSURANCE THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES, 389 N UNIVERSITY AVE, PROVO, UT, 2/2004. INV REL - 1 HR/WK - 1/TRADING. 2) FRANDSEN MORRILL ADVISORS LLC, 389 N UNIVERSITY AVE, PROVO, UT, 8/2012. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME - 40 HR/WK - 40/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, (1/2016) AS ADVISORY REP OF A RIA. INV REL - 10 HR/WK - 5/TRADING. 4) FRANDSEN MORRILL ADVISORS, 389 N UNIVERSITY AVE, PROVO, UT, 9/2016 AS REFEROR. NIR - 1 HR/WK - 1/TRADING. 5) HOBBLE CREEK BICYCLE ASSOCIATION, 1759 Red Barn Road, Springville UT 84663, United States, 12/28/2021, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 3 HR/MO - 0 HR/MO TRADING 6) CHRISTOPHER MORRILL HOLDINGS, LLC, 1289 Valley Sage Drive, Springville UT 84663, 03/2023, OWNER, HOLDING COMPANY, NIR, 2 HR/MO - 1 HR TRADING 7) FRANDSEN MORRILL ADVISORS, LLC, 389 N University Avenue, Provo UT 84601, United States, 06/26/2023, Owner, Consulting/Coaching, NIR, 12 HR/MO - 8 HR/MO TRADING 8) INTEGRATEDADVISOR, LLC, 389 N University Avenue, Provo UT 84601, 03/13/2023, Owner, Providing a Software as a Service (SAAS) for financial advisors to assist with practice management. This will be an integration partner with Redtail Technology, NIR, 18 HR/MO - 8 HR/MO TRADING 9) CMORRILL FMA SALARY HOLDINGS, LLC, 389 N University Avenue, Provo UT 84601, United States, 11/01/2024, President, LLC for salary, NIR, 1/MO - 1/Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-19
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1998-02-17
  • S66 Uniform Combined State Law Examination
    2005-04-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1998-02-17

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