Michael E Sullivan

T. Rowe Price Advisory Services, Inc.

Owings Mills, MD

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Current Employers

T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-09-16

MD RA
APPROVED

Since 2024-09-16

Branch Locations

4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Hunt Valley	MD	03/2010	10/2022
Keel Point, Llc	Annapolis	MD	02/2023	03/2023
Unemployed	Baltimore	MD	11/2022	02/2023
T. Rowe Price Investment Services, Inc.	Owings Mills	MD	05/2023	Present

03/2010 → 10/2022

Morgan Stanley Smith Barney

Hunt Valley, MD
02/2023 → 03/2023

Keel Point, Llc

Annapolis, MD
11/2022 → 02/2023

Unemployed

Baltimore, MD
05/2023 → Present

T. Rowe Price Investment Services, Inc.

Owings Mills, MD

Previous Registrations

2023-02-08 → 2023-03-22

Keel Point, Llc

Mclean, VA

Huntsville, AL
2010-03-19 → 2022-10-19

Morgan Stanley

Hunt Valley, MD

Lutherville, MD
2009-10-23 → 2010-03-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD
2005-11-04 → 2009-10-23

Banc Of America Investment Services, Inc.

Towson, MD
2004-08-06 → 2005-07-11

Valic Financial Advisors, Inc.

Glen Burnie, MD
2003-06-17 → 2004-08-25

T. Rowe Price Advisory Services, Inc.

Owings Mills, MD
2002-10-30 → 2003-06-02

Ferris, Baker Watts, Llc

Baltimore, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-25
S63	Uniform Securities Agent State Law Examination	1998-04-17

S66 Uniform Combined State Law Examination

2001-05-25
S63 Uniform Securities Agent State Law Examination

1998-04-17

Other Names

Michael Edward Sullivan

View on SEC IAPD

Other Firms

T. ROWE PRICE ASSOCIATES, INC.

PROSPERITY - AN EISNERAMPER COMPANY

TRUIST ADVISORY SERVICES, INC.

OBSERVATORY CAPITAL MANAGEMENT, LLC

W&S BROKERAGE SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CETERA INVESTMENT ADVISERS LLC

Other Investors

Daniel J Tambellini

CHRISTOPHER PETER PHOTIOU

Craig Michael Gross

BENJAMIN PAUL DEFELICE

SEAN PATRICK KILCOYNE

Patrick Charles Hartnett

John Joseph Fazzini

Other Offices

T. ROWE PRICE ADVISORY SERVICES, INC. · OWINGS MILLS, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Baltimore, MD

T. ROWE PRICE ASSOCIATES, INC. · OWINGS MILLS, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · OWINGS MILLS, MD

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