Adam Roy Van Dyke

Current Employers

Employment History

• 08/2005 → Present
  Richer Experience
  Franklin, TN
• 09/2014 → 06/2021
  Voya Financial Advisors
  Franklin, TN
• 06/2021 → 12/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2023 → Present
  Emerson Equity Llc
  San Mateo, CA

Previous Registrations

• 2021-06-09 → 2022-12-31
  Cetera Wealth Services, Llc
  Franklin, TN
  Huntington Beach, CA
  Nashville, TN
  West Des Moines, IA
• 2013-07-15 → 2021-06-09
  Voya Financial Advisors, Inc.
  Windsor, CT
  Franklin, TN
  Huntington Beach, CA
  Nashville, TN
  West Des Moines, IA
  Windsor, CT
• 2005-08-02 → 2013-06-28
  Wall Street Financial Group, Inc.
  Huntington Beach, CA
  Brentwood, TN
  Huntington Beach, CA
  Victor, NY
  Brentwood, TN
• 2001-02-26 → 2005-08-02
  Ameriprise Financial Services, Llc
  Irvine, CA

Other Businesses

1)-RICHER EXPERIENCE (DBA) INVESTMENT RELATED-109 TREEMONT LANE FRANKLIN, TN 37069-MARKETING VEHICLE THROUGH WHICH INVESTMENT RELATED BUSINESS IS DONE WITH EMERSON EQUITY, SOLE PROPRIETOR, MAINTAINING WEBSITE, ADVERTISING CAMPAIGNS AND OTHER PROMOTIONAL EFFORTS, 30 PER HOURS PER WEEK DURING SECURITIES TRADING HOURS, 08/05 2)- RENTAL REAL ESTATE PROPERTY OWNERSHIP VANDYKE COMPANIES-INVESTMENT RELATED, 109 TREEMONT LANE, FRANKLIN, TN 37069; MULTIPLE REAL ESTATE PROPERTIES FOR INCOME PURPOSES SOLE PROPRIETOR OF VAN DYKE COMPANIES, MAINTENANCE OF RENTAL PROPERTIES, COLLECTING RENTS FROM TENANTS, 0 HOURS DURING SECURITIES TRADING HOURS,01/2001 3)-FIXED INSURANCE PRODUCT SALES-INVESTMENT RELATED-109 TREEMONT LANE FRANKLIN, TN 37069-TERM AND WHOLE LIFE INSURANCE, FIXED ANNUITIES, LONG TERM CARE, DISABILITY INCOME INSURANCE PRODUCTS, HEALTH INSURANCE, ETC. LICENSED LIFE AND HEALTH INSURANCE PRODUCER., ASSIST PROSPECTS AND CLIENTS WITH EDUCATION ABOUT VARIOUS PROTECTION PLANNING STRATEGIES AND PRODUCTS AVAILABLE, IMPLEMENT THE COVERAGE AS NEEDED OR REQUESTED FOR THEIR FAMILIES, 0 HOURS DURING SECURITIES TRADING HOURS, 4/98 4)- PAR GOLF-TN-NOT INVESTMENT RELATED, 5111 PETER TAYLOR PARK DRIVE, STE 300 BRENTWOOD, TN 37027-INDOOR GOLF SIMULATOR BUSINESS AND TRAINING FACILITY, PARTNER (2 PERSON K-1 PARTNERSHIP) HANDLE OPERATIONS INCLUDING ADVERTISING, SALES AND USE TAX PAYMENT FILING, ETC., 0 HOURS DURING SECURITIES TRADING HOURS, 07/21

Exams

• S66 Uniform Combined State Law Examination
  2001-02-21
• S63 Uniform Securities Agent State Law Examination
  1998-04-03

Other Names

• Adam Roy Vandyke