Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-07 |
| CA | RA | APPROVED | 2009-09-08 |
Branch Locations
710 Lakeway Dr Ste 250, Sunnyvale, CA 94085-4046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sunnyvale | CA | 09/2009 | Present |
1. 6/16/2010: NON-VARIABLE INSURANCE - INSURANCE AGENT - SELLING HEALTH, FIXED LIFE, DISABILITY, LONG TERM CARE, OR FIXED ANNUITY PRODUCTS. - TIME SPENT 40% - SUNNYVALE, CA. 2. 3/11/2013: NON-VARIABLE INSURANCE DBA - POLARIS ADVISORY, INC. - INSURANCE AGENT - SELLING HEALTH, FIXED LIFE, DISABILITY, LONG TERM CARE, OR FIXED ANNUITY PRODUCTS. - TIME SPENT 40% - SUNNYVALE, CA. 3. 11/25/2013: NON-VARIABLE INSURANCE DBA - POLARIS FINANCIAL & INSURANCE SERVICES - INSURANCE AGENT - SELLING HEALTH, FIXED LIFE, DISABILITY, LONG TERM CARE, OR FIXED ANNUITY PRODCUTS. - TIME SPENT 40% - SUNNYVALE, CA. 4. 10/26/2020 - Polaris Assetguard Insurance Solutions, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 09/15/2020 - 40 Hours Per Month/10 Hours During Securities Trading. 5. 05/05/2023 - Polaris Advisory, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/07/2013 - 160 Hours Per Month/4 Hours During Securities Trading 6. 04/16/2024 - Real Estate Rental - Investment Related - Anaheim, CA - Start Date 12/01/2022 - 1 Hour Per Month/ 0 Hours During Trading 7. 05/02/2024 - Real Estate Rental - Investment Related - Loma Linda, CA - Start Date 01/26/2023 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-22 |
Reach out to this advisor