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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-21 |
Branch Locations
1800 West Park Dr Ste 150, Westborough, MA 01581 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.CCR WEALTH MANAGEMENT, SAME AS OFFICE ADDRESS, DBA FOR SECURITIES BUSINESS AND FIXED INSURANCE. 2. NAME OF OTHER BUSINESS: DAVID BEROWITZ INSURANCE TRUST INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE TRUST, START DATE: 09/2021, POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CO -TRUSTEE SERVICES; 3. NAME OF OTHER BUSINESS: TRUSTEE FOR 2 CLIENTS' TRUSTS; INVESTMENT RELATED: YES; ADDRESS: 84 N MAIN ST, SHERBORN, MA 01770; NATURE OF BUSINESS: TRUST; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ACT AS TRUSTEE; 4. NAME OF OTHER BUSINESS: TRUSTEE FOR CLIENTS TRUST ; INVESTMENT RELATED: NO; ADDRESS: 20 EXETER ST NEWTON, MA 02465; NATURE OF BUSINESS: TRUST; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR IRREVOCABLE TRUST;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-25 |
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