Andrew Alton Dixon

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 06/2020
  Usaa Financial Planning Services
  Addison, TX
• 06/2012 → 06/2020
  Usaa Financial Advisors, Inc.
  Addison, TX
• 01/2018 → 06/2020
  Usaa Investment Management Company
  San Antonio, TX
• 07/2020 → 02/2022
  Crescent Securities
  Dallas, TX
• 09/2021 → 01/2022
  Carida Insurance
  Teaneck, NJ
• 02/2022 → Present
  Advisor Group
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2022-02-25 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2018-01-08 → 2020-06-29
  Usaa Investment Services Company
  San Antonio, TX
• 2012-07-11 → 2018-01-08
  Usaa Financial Planning Services
  Addison, TX
• 2005-04-07 → 2012-06-07
  Strategic Advisers Llc
  Westlake, TX

Other Businesses

FINRA POSITION: arbitrator NATURE: Finra is the regulating authority over investment companies and its registered advisors INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2021 ADDRESS: 12801 N Central Expy, # 1050, Dallas TX 75243, United States DESCRIPTION: I'm in a arbitrator rotation to hear various investment or employee complaints

Exams

• S66 Uniform Combined State Law Examination
  2005-03-04
• S63 Uniform Securities Agent State Law Examination
  1998-03-02

Other Names

• Andy Dixon