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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2016-07-01 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Ooltewah, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Ooltewah | TN | 10/2012 | Present |
| Stonex Advisors Inc | Ooltewah | TN | 07/2016 | Present |
1) COMPASS WEALTH MANAGEMENT LLC - 2034 HAMILTON PLACE BLVD, SUTIE 230 CHATTANOOGA, TN 37421 NATURE OF BUSINESS: I DO ALL MY ADVISOR AND SECURITIES BUSINESS FOR SA STONE THROUGH COMPASS WEALTH MANAGEMENT LLC (DBA) INVESTMENT RELATED: YES BUSINESS POSITION: OWNER/PRESIDENT BUSINESS DUTIES: I RUN THIS OFFICE, FROM FINANCIAL PLANNING TO ADVISORY, ETC. I RUN THE DAILY OPERATIONS OF THIS OFFICE SIMILAR TO AN SA STONE BRANCH. BUSINESS START DATE: 10/17/2012 APPROXIMATELY 40 HOURS SPENT ON THIS OBA MONTHLY WITH ZERO DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-02 |
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