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3013 Main Street, Kansas City, MO 64108-3323 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-20 |
| MO | RA | APPROVED | 2011-06-23 |
Branch Locations
3013 Main Street, Kansas City, MO 64108-3323 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2009 | 08/2019 |
| Buttonwood Financial Group, Llc | Kansas City | MO | 08/2005 | Present |
(1) MIDWEST SPECIAL NEEDS TRUST FBO VANCE PASTORINO; NON-INVESTMENT RELATED; 1500 VANDIVER DR. STE. 100 COLUMBIA, MO 65202; CO-TRUSTEE - NATURE OF BUSINESS: TRUST FOR SIB'S SPECIAL NEEDS; START DATE 4/14/09 1 HR/MO. (2) UNIFIED FC FOUNDATION; NOT INVESTMENT RELATED; PO BOX 29184 PARKVILLE, MO 64152; YOUTH SOCCER CLUB; TREASURER; 03/2017; 8 HOURS/MONTH; 0 HOURS DURING SECURITIES HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-04 |
| S65 | Uniform Investment Adviser Law Examination | 1998-11-25 |
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